Compliance Analyst
The Compliance Analyst will support the Compliance team in monitoring transactions and communications within the company. This role involves assisting in the delivery of key compliance services and ensuring that monitoring functions are performed effectively and in compliance with regulations. Key Responsibilities Support the compliance monitoring process under the guidance of senior team members to track and review employee and client activities. Perform transaction monitoring using an automated surveillance system, including reviewing and investigating alerts, evaluating issues, and escalating concerns to management. Respond to requests from regulatory bodies, exchanges, and clients. Engage with clients, brokers, and internal teams to investigate and clarify concerns professionally. Prepare detailed reports outlining monitoring results, findings, and actions taken to mitigate risks. Stay up-to-date with the company's business and regulatory landscape. Foster positive relationships with all stakeholders. Assist with maintaining regulatory registrations and compliance records. Contribute to daily compliance tasks & Ad Hoc. Take ownership ensuring that they are completed professionally and within appropriate time frames. Maintain an understanding of processes and procedures related to the role. Experience & Skills Required Minimum of 5 years of relevant experience in compliance, preferably in a brokerage environment. Excellent organisational skills & strong analytical abilities. Establish and maintain effective relationships with both internal teams and external stakeholders. The ability to manage issues independently and provide timely updates. Ability to manage multiple tasks simultaneously and meet deadlines.
Negotiable
London
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Compliance Analyst
The Compliance Analyst will support the Compliance team in monitoring transactions and communications within the company. This role involves assisting in the delivery of key compliance services and ensuring that monitoring functions are performed effectively and in compliance with regulations. Key Responsibilities Support the compliance monitoring process under the guidance of senior team members to track and review employee and client activities. Perform transaction monitoring using an automated surveillance system, including reviewing and investigating alerts, evaluating issues, and escalating concerns to management. Respond to requests from regulatory bodies, exchanges, and clients. Engage with clients, brokers, and internal teams to investigate and clarify concerns professionally. Prepare detailed reports outlining monitoring results, findings, and actions taken to mitigate risks. Stay up-to-date with the company's business and regulatory landscape. Foster positive relationships with all stakeholders. Assist with maintaining regulatory registrations and compliance records. Contribute to daily compliance tasks & Ad Hoc. Take ownership ensuring that they are completed professionally and within appropriate time frames. Maintain an understanding of processes and procedures related to the role. Experience & Skills Required Minimum of 5 years of relevant experience in compliance, preferably in a brokerage environment. Excellent organisational skills & strong analytical abilities. Establish and maintain effective relationships with both internal teams and external stakeholders. The ability to manage issues independently and provide timely updates. Ability to manage multiple tasks simultaneously and meet deadlines.
Negotiable
Chicago
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Compliance Analyst
The Compliance Analyst will support the Compliance team in monitoring transactions and communications within the company. This role involves assisting in the delivery of key compliance services and ensuring that monitoring functions are performed effectively and in compliance with regulations. Key Responsibilities Support the compliance monitoring process under the guidance of senior team members to track and review employee and client activities. Perform transaction monitoring using an automated surveillance system, including reviewing and investigating alerts, evaluating issues, and escalating concerns to management. Respond to requests from regulatory bodies, exchanges, and clients. Engage with clients, brokers, and internal teams to investigate and clarify concerns professionally. Prepare detailed reports outlining monitoring results, findings, and actions taken to mitigate risks. Stay up-to-date with the company's business and regulatory landscape. Foster positive relationships with all stakeholders. Assist with maintaining regulatory registrations and compliance records. Contribute to daily compliance tasks & Ad Hoc. Take ownership ensuring that they are completed professionally and within appropriate time frames. Maintain an understanding of processes and procedures related to the role. Experience & Skills Required Minimum of 5 years of relevant experience in compliance, preferably in a brokerage environment. Excellent organisational skills & strong analytical abilities. Establish and maintain effective relationships with both internal teams and external stakeholders. The ability to manage issues independently and provide timely updates. Ability to manage multiple tasks simultaneously and meet deadlines.
Negotiable
Chicago
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Compliance Analyst
The Compliance Analyst will support the Compliance team in monitoring transactions and communications within the company. This role involves assisting in the delivery of key compliance services and ensuring that monitoring functions are performed effectively and in compliance with regulations. Key Responsibilities Support the compliance monitoring process under the guidance of senior team members to track and review employee and client activities. Perform transaction monitoring using an automated surveillance system, including reviewing and investigating alerts, evaluating issues, and escalating concerns to management. Respond to requests from regulatory bodies, exchanges, and clients. Engage with clients, brokers, and internal teams to investigate and clarify concerns professionally. Prepare detailed reports outlining monitoring results, findings, and actions taken to mitigate risks. Stay up-to-date with the company's business and regulatory landscape. Foster positive relationships with all stakeholders. Assist with maintaining regulatory registrations and compliance records. Contribute to daily compliance tasks & Ad Hoc. Take ownership ensuring that they are completed professionally and within appropriate time frames. Maintain an understanding of processes and procedures related to the role. Experience & Skills Required Minimum of 5 years of relevant experience in compliance, preferably in a brokerage environment. Excellent organisational skills & strong analytical abilities. Establish and maintain effective relationships with both internal teams and external stakeholders. The ability to manage issues independently and provide timely updates. Ability to manage multiple tasks simultaneously and meet deadlines.
Negotiable
London
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Senior Compliance Associate
Our client is a global leader in regulatory compliance, providing cutting-edge compliance and regulatory support to clients such as asset managers, hedge funds, private equity, and real estate clients. This firm prides itself on its high commitment and ability to deliver innovative solutions in the regulatory landscape. They offer a collaborative and dynamic environment where employees can grow and advance their careers within a meritocratic culture. Position Overview: We are seeking a Senior Compliance Associate to join our team and work corporately with the team and senior stakeholders, supporting the in house compliance functions, reviews & advisory assessments for clients in the asset management, hedge fund, private equity, and real estate space. Lead & collaborate on client compliance reviews, any ad-hoc inquiries, and maintaining relationship management. Provide support for compliance program email reviews, expert network processes, marketing materials, and personal trading policies. Clearly communicate compliance advisory feedback & suggested changes to clients. Carry out compliance protocols and training across policies, procedures, examinations, and audits. Review, interpret, and provide feedback on regulations independently. Respond to regulatory inquiries, explaining the process and conclusions. Familiarity with regulatory rules and compliance policies for asset managers, hedge funds, private equity, and real estate funds. (FCA exposure is desirable) Work closely with the Associate Director to ensure seamless compliance management and client support. Foster strong relationships with clients and internal teams, ensuring continuous growth within the organisation. Required Qualifications: Finance Degree, or other related courses. 5 years of compliance experience, within a private equity-focused, asset management background. Proven compliance knowledge, including responsibility for conducting compliance program reviews. Strong interpersonal skills with the ability to communicate effectively with clients and colleagues. Exceptional personable, written and communication skills. Ability to manage multiple tasks, prioritise across various projects, and work in a team-oriented environment. Quick to learn and master new tasks, with a drive to grow and progress within the company. FCA exposure is strongly preferred. If interested please apply or send your CV
Negotiable
London
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Senior Regulatory Counsel
Role: Senior Legal Counsel (Regulatory) Location: Amsterdam Salary: Competitive and candidate dependent Reporting To: Head of Regulatory A leading payment platform, situated in the heart of Amsterdam is seeking an experienced legal counsel to assist in the business' growth across Europe and Asia. You will play a vital role in communicating with local authorities, located across the EU and Asia, whilst actively educating the business on all regulatory obligations that may impact the business. The Role: Offer strategic regulatory guidance to internal stakeholders and customers, aligning with commercial and strategic goals to support scalability Lead regulatory interactions and manage relationships with regulators and supervisors to capitalise on strategic opportunities Identify and anticipate key regulatory obligations and risks, ensuring they are addressed in a practical and scalable manner Convert identified obligations into relevant policies and procedures to be communicated and implemented across the global organisation Represent the regulatory perspective across various workstreams and products to develop regulatory strategies that align with global objectives and ensure controlled and compliant growth The Candidate: You possess over 5 years of experience in regulatory and/or legal roles within the payments, financial services, or fintech sectors You have extensive knowledge of the European payments, financial services, or fintech industries You excel in interpersonal and communication skills and have experience managing internal stakeholders and/or relationships with regulators or supervisors You bring a strong sense of initiative, independence, and ownership, contributing value to a rapidly growing business You are an analytical thinker capable of devising creative solutions for complex regulatory challenges, facilitating business opportunities while maintaining control You are fluent in English, with full proficiency in French or German being an additional advantage
Negotiable
Amsterdam
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Finance Manager
Job Description The Finance Manager position is based at a customer site, supporting a government-funded life support/facilities operation and maintenance contract. This role provides critical financial management, analysis, and reporting services to the Program Manager, customer representatives (Contracting Officer, Contracting Officer's Technical Representative, Finance Manager), as well as various internal functions (Finance, Project Control, Supply Chain, Contracts, Billing, HR). The ideal candidate will have substantial experience in finance, accounting, or project controls, specifically in government contracting. A proactive, collaborative approach, strong analytical abilities, and effective communication skills are essential for success. This position supports the full project life cycle, including estimating, pricing, budgeting, analysis, forecasting, reporting, invoicing, and payment management across multiple contract types (Cost Plus Award Fee, Firm Fixed Price, Level of Effort, Cost Reimbursable). Experience with various government contract types is required. The role involves both client-facing and internal company responsibilities, so experience with financial analysis and government contract accounting (FAR, CAS) is necessary. Timely, accurate, and compliant financial reporting is crucial, as both internal and external stakeholders rely heavily on the information provided. Key Responsibilities: Develop, analyze, and submit client-specific standard reports Review client invoices for accuracy and compliance with contract terms Track and report labor hours, including overtime (OT) details Develop, analyze, and submit internal management reports Manage and submit company and customer accruals Participate actively in the monthly financial close process Track and reconcile vendor purchase orders, open commitments, and invoices Approve purchasing card reconciliations Manage, analyze, and report Other Direct Costs (ODC) Develop and manage work authorizations Oversee the development and maintenance of project codes/charge numbers Assist with the development, review, and submission of Basis of Estimate (BOE), pricing, Engineering Change Proposals (ECP), and Requests for Equitable Adjustments (REA) Develop, manage, analyze, and report on project forecasts/Estimate at Complete (EAC) Support project management and project controls teams in validating forecast accuracy Manage cost transaction burdening, forecasting, and reporting Conduct ad hoc financial analysis for both company and client Perform other duties as required The primary cost accounting system used is Costpoint, and key deliverables are completed using Excel. Job Requirements A minimum of 12 years of experience working on programs of similar size, scope, and complexity in support of the Intelligence Community or other government entities. A degree in Finance, Business, Accounting, or a related field from an accredited institution. Proven analytical abilities and experience in program planning, budgeting, and contract management oversight. Ability to successfully manage and meet tight deadlines.
Up to US$170000 per year
McLean
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