Compliance

Compliance

Compliance Officer

Role: Compliance Officer Location: Luxembourg Salary: Competitive and Candidate Dependent We are currently representing a renowned cryptocurrency exchange company, assisting them with the search for a new compliance officer to join their growing team. Our client has over 10 years of experience in the industry, employing 275 employees across three continents. Obtained a Payment Institution license and registered as a Virtual Asset Service Provider by the CSSF. The Role Work closely with the global AML team to conduct investigations on alerts regarding suspicious activities and transactions. Assist the EU Head of Compliance to maintain effective transaction pattern monitoring rules and sanction screening tools in the system. Maintain up-to-date policies and procedures with regards financial crime compliance. Escalate SAR filing in a timely manner. Acting as the point of contact for all financial crime guidance. Support the EU Head of Compliance in monthly, quarterly, and annual reporting to the CSSF. The Candidate At least 4-5 years of experience in compliance monitoring or testing, AML/CTF in a financial services, preferably in a Fintech/Crypto company. Experienced in transaction monitoring, KYC, document checking, SAR screening and filing. Preferably possess a good understanding of the blockchain analytics systems and tools. Proficient in computer skills, comprehensive understanding of Luxembourg financial sector laws and regulations. Attentive to detail, excellent organizational, analytical, and logical abilities. Fluency in English, other European languages will be a plus.

Negotiable
Luxemburg
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Investment Analyst (m/f/d)

Investment Analyst (m/f/d) An innovative equipment and renewable energy company is looking to expand their finance team by hiring an investment analyst. As part of the finance team, you would work closely with the CFO and play a crucial role in developing financial models through Excel. YOUR Tasks -Run our Excel-based financial models, including the analysis and validation of inputs and sensitivity analysis -Support the investment team in negotiations and decision making by providing solid and quick analysis and risks assessments -Coordinate and discuss inputs with cross-functional internal teams, e.g. engineering and business / market development -Prepare documentation and presentations for investors, key partners, and the investment board YOUR QUALIFICATIONS -Minimum of 2 years experience in financial modeling in a bank, an investment company, utility, industrial company or an EPC or developer for large scale and long-term investment projects or M&A -Master degree in business, economics, science, engineering or a related field -Valid work permit for Germany is a must -Comfortable operating in the fast-paced environment of project development (not unlike M&A) with a high degree of autonomy and accountability -Good written and verbal English skills, German language is a plus -Experience in the energy or gas sector is a plus WHAT WE OFFER -Meaningful work: We are a purpose-driven company by nature. Through our product and business goals, we contribute to meeting climate objectives. -A steep learning curve and close collaboration with our CCO & CFO -Hybrid work environment: office in Planegg/Munich & remote options -An open, warm corporate culture with teams passionate about science, tech, and innovation -Subsidy for public transportation tickets or fuel vouchers -Urban Sports Club membership -Meal subsidies and an on-site cafeteria

Negotiable
Mรผnchendorf
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Senior Manager Forensic Technology

Title: Forensic Technology Manager Location: Amsterdam The Company: This leading consultancy firm is searching for an experienced and dynamic Senior Manager of Forensic Technology. This position provides the opportunity to work within one of Europe's most thriving cities, whilst contributing towards ensuring compliance across multiple business areas. The team consists of ambitious technical specialists who conduct digital research, data analysis, and model validation, while also providing technical support to other teams within our organization. We primarily concentrate on fraud, financial economic crime, and regulatory technology. The Role: As part of our Forensic Technology team, we engage in innovative investigations into areas such as fraud, cyber incidents, and financial economic crime. Our focus is on helping clients manage fraud and compliance risks through cutting-edge techniques. As a senior manager within this dynamic and forward-thinking team, you'll play a crucial role in fostering and maintaining client relationships, overseeing assignments, and leading the team. In this role, you'll be interacting with clients daily, addressing urgent and high-profile challenges related to fraud and compliance. Working alongside our motivated team, you'll enjoy finding innovative technical solutions to complex problems. Responsibilities: Maintaining and expanding a network of customers Seeing opportunities for how we can help existing and new customers even better Expanding one of our services and acting as an inspiring manager Translating customer questions into technical solutions Switch quickly between different projects and understand complex issues Skills & Qualifications: At least 7 years of relevant work experience, in the financial economic crime, regulatory technology domain, managing a technical team, and maintaining relationships Experience in building and maintaining a network You are able to manage multiple projects at the same time You are social, with a critical, proactive, and professional attitude You have an excellent command of the Dutch and/or English language, spoken and written Preferably you have completed a master's degree in a technical domain

Negotiable
Amsterdam
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Compliance Officer

Role Overview: Lead the compliance function at a prestigious Luxembourg law firm. Develop and maintain compliance policies and procedures in line with regulatory requirements. Execute compliance monitoring activities and serve as the primary liaison with regulatory bodies. Deliver comprehensive compliance training to staff and provide ongoing support and guidance. Report on compliance trends and issues to senior management and regional heads. Foster strong communication channels across the organization. Your Profile: Exceptional communication skills in English and French, both verbal and written. Possess a recognized compliance qualification (ACAMS/International Compliance Association Diploma) or equivalent experience. Proven ability to effectively communicate with diverse audiences at all levels. Strong attention to detail and ability to prioritize tasks efficiently. Previous managerial experience with face-to-face team management. Practical knowledge of Luxembourg financial crime compliance and regulations. Familiarity with the supervisory frameworks.

Negotiable
Luxembourg
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Senior Compliance Manager

Be an integral part of the Commodities and Global Markets Business Compliance team, in London as a Senior Compliance Manager. You be a highly visible figurehead based on the London trading floor, supporting compliance advisory for a wide range of traded commodities. Who are they? They are a global financial services group operating in 34 markets and with 54 years of unbroken profitability. What Role Will You Play You will be required to advise the business daily on regulatory advice and guidance on rules and internal policies and support them with new products and services. You will assess the impact of new financial regulations and provide input to the internal Compliance policies and procedures as necessary. What You Offer Extensive experience in commodities compliance advisory within the financial services industry. In-depth knowledge of commodities trading regulations and market practices. Knowledge of the energy, power, emissions, agriculture, oil, resources markets would be advantageous. What will I get? Join a firm with innovative approaches, their commitment to excellence and our entrepreneurial spirit; their organisational values people together, passion, dedication, quality and expertise are their NorthStar's. Exposure working for a highly reputable, global bank offering a broad range of commodities exposure

ยฃ100000 - ยฃ140000 per annum + bonus
London
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Business Compliance Analyst

Role: Senior Compliance Officer Location: Amsterdam, NL Salary: Competitive Are you ready to revolutionize the compliance landscape in the fast-paced world of trading? Our client is seeking a dynamic Compliance Analyst to join their visionary team based in Amsterdam! As a crucial member of their lean Business Development and Operations Team, you'll be at the helm of driving regulatory excellence and shaping the future of our firm's strategic direction. Your expertise in legal and compliance landscapes across EMEA and The Netherlands will be the driving force behind unlocking new business horizons and ensuring unwavering regulatory integrity. Responsibilities: Lead the charge in internal and external communication regarding business compliance and trading operations from our vibrant Amsterdam hub. Collaborate closely with Execution Trading and DevOp teams to pioneer and execute cutting-edge tools and processes that redefine industry standards. Illuminate the path forward with unparalleled legal and regulatory insights tailored to the dynamic Dutch market, fueling our relentless expansion strategies. Embark on a relentless quest for new business opportunities through meticulous research and data-driven insights, propelling our growth initiatives to new heights. Architect innovative compliance solutions that not only meet but exceed the demands of our ever-evolving business landscape. Qualifications: 3-5 years of experience as a compliance trailblazer, navigating regulatory mazes within trading entities with finesse and flair. A proven track record of challenging the status quo and redefining compliance paradigms to drive organizational impact and growth. A creative visionary capable of turning regulatory hurdles into stepping stones for business success, driving our objectives forward with unyielding determination. Masterful in preparing and championing firms through regulatory assessments and audits, showcasing unwavering resilience and confidence. Detail-oriented with an eagle-eye for identifying key influencing factors, ensuring tasks are executed with precision and efficiency. A captivating communicator, skilled at engaging with a diverse array of stakeholders from regulators to quantitative software developers, fostering collaborative synergies. A multitasking virtuoso with a knack for iterating towards optimal solutions with lightning speed while keeping an eye on the bigger picture. Armed with an analytical mindset and strategic vision, poised to tackle challenges head-on and craft long-term solutions that set new industry benchmarks. High emotional intelligence and self-awareness, fostering a culture of empathy and collaboration that fuels team success.

Negotiable
England
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Director MLRO

Role: Director MLRO Location: Amsterdam, NL Salary: Competitive Responsibilities: Lead the transaction monitoring team, serving as the point of escalation for complex cases. Oversee merchant underwriting process, including managing the underwriting team and making decisions on new merchant applications. Develop and execute comprehensive strategies to combat financial crime and ensure regulatory compliance. Design and implement robust anti-money laundering (AML) policies, procedures, and controls to mitigate risks effectively. Conduct thorough risk assessments to identify potential money laundering risks and vulnerabilities. Manage the risk management function, including risk identification, assessment, and mitigation across the organization. Engage with regulatory authorities and participate in industry forums to stay abreast of evolving AML regulations and best practices. Foster a risk-aware culture by collaborating with cross-functional teams to integrate risk management practices into daily operations. Your Profile: Bachelor's or Master's degree in Business Administration, Finance, Law, or a related field. Minimum of 5+ years of experience in AML, risk management, compliance, or related roles within the electronic money institution (EMI) industry or similar. Expertise in the payments sector, particularly in electronic money issuance and card issuing. Deep understanding of Dutch regulatory requirements and best practices in AML compliance. Proven track record in developing and implementing AML policies, procedures, and controls. Strong analytical skills for conducting comprehensive risk assessments. Excellent communication and interpersonal abilities for effective engagement with regulatory authorities and cross-functional teams. Demonstrated leadership experience in managing risk management functions. Professional certifications in compliance, risk management, or AML (e.g., CAMS, CFE) are preferred.

Negotiable
Amsterdam
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VP - Senior Compliance Officer

Role: VP Compliance Associate Location: Amsterdam, NL Salary: Competitve and Candidate Dependant Responsibilities: Strategic Planning and Business Performance: Understand clients' business plan, revenue, and profitability targets. Collaborate with the Global Risk & Compliance Team to proactively manage risks and achieve strategic objectives. Policy and Process Management Responsibilities: Ensure compliance with regulations in EEA and CH. Manage regulatory reporting and effectiveness. Contribute to compliance monitoring and testing. Review policies, conduct training, and provide compliance advisory. Monitor regulatory changes and implement necessary measures. Review marketing material and propose innovative solutions. Escalate risks and provide innovative solutions as needed. Your profile: Qualifications: 5-7+ years' relevant industry experience in compliance roles, preferably in funds management. Experience in private markets is advantageous. Strong organizational skills. Exceptional verbal and written communication skills in English. Professional proficiency in Dutch preferred. Strong attention to detail, ability to work autonomously, exercise sound judgement, and escalate when necessary. Strong problem-solving skills and ability to generate innovative solutions. Degree level, masters, or equivalent in law, commerce, economics, finance, or accounting. Relevant professional qualifications are advantageous. Business Knowledge: Strong knowledge of funds management industry, especially in private markets and alternatives. Familiarity with EU laws and regulations, including AIFMD, CBDR, and SFDR. Knowledge of Dutch FSA and Wwft is advantageous. Understanding of German fund management requirements is advantageous. Familiarity with Swiss Representative Office regulatory requirements is advantageous. Understanding of end-to-end investment processes across debt and infrastructure is advantageous. Experience in identifying and assessing regulatory risks is preferred.

Negotiable
Amsterdam
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Senior Compliance Officer

Title: Senior Compliance Officer Location: Rotterdam Company: Real Estate Are you seeking a dynamic work environment that values informality? Do you thrive in the realm of financial services and possess a pragmatic approach? If so, the Senior Compliance Officer position at our company is tailored for you. The company At the forefront of the Netherlands residential mortgage landscape, our group of companies seamlessly connects housing supply and demand. With over 30 years of expertise, we generate $100 million in revenue and oversee $70 billion in assets under administration. What sets us apart is our unique integrated approach, offering a comprehensive range of offerings, from consumer to investor, all within one independent group. This allows us to provide investors with streamlined access to the Dutch residential mortgage market while ensuring intermediaries and consumers have access to a diverse range of high-quality products and services. The role Your role revolves around being the primary contact for compliance matters within our organization, interfacing with both our clients and regulatory bodies such as AFM & AP. You actively contribute to enhancing understanding and awareness of compliance issues, providing guidance to the business on interpreting and implementing relevant laws and regulations. Additionally, you develop and maintain policies, procedures, and guidelines while overseeing organizational compliance. Your expertise spans areas including duty of care, customer due diligence, and privacy regulations. Responsibilities Manage compliance policies and oversee their implementation. Develop annual compliance plans, monitor progress, and provide direction as needed. Enhance the Compliance Framework and conduct compliance testing. Supervise compliance risk analyses on various topics, such as new products and organizational changes. Prepare and discuss compliance reports with internal stakeholders and clients. Organize compliance consultations with clients. Skills & Qualifications Completed bachelor's or master's degree. Minimum of 3 years of relevant work experience in a similar position. Knowledge and experience with regulations such as WFT, WWFT, GDPR, and others in the financial sector. Dutch fluency. Join us on our journey to redefine residential financing in the Netherlands. Apply now!

Negotiable
Rotterdam
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Regulatory Compliance Officer (m/w/d)

Responsibilities: Implementing Group policy standards related to Customer Due Diligence (CDD) and Anti-Money Laundering (AML), Market abuse regulations, conflicts of interest, etc., within the local organization. Reviewing transaction monitoring rules to ensure compliance with regulatory requirements. Conducting compliance controls and testing to verify adherence to policies and regulations. Refreshing policy writing and reviewing cycles to keep up with evolving regulatory landscape. Implementing and adjusting client risk rating models to accurately assess and manage risk. Legal background by education, with the ability to perform operational legal work as needed. Requirements: Bachelor's degree in law, business administration, or related field. Minimum of 3 years of experience in legal compliance or a similar role. Strong understanding of regulatory requirements, particularly in areas such as Customer Due Diligence (CDD), Anti-Money Laundering (AML), Market abuse, and conflicts of interest. Experience in implementing and enforcing compliance policies and procedures. Proficiency in conducting compliance controls and testing to ensure adherence to regulations. Excellent writing skills for policy development and review. Ability to adapt policies and procedures to meet changing regulatory requirements. Experience in implementing and adjusting client risk rating models is preferred. Legal background or education is advantageous. Strong analytical and problem-solving skills. Ability to work independently and collaboratively in a fast-paced environment. Excellent communication and interpersonal skills.

Negotiable
Zurich
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Senior Compliance Officer

Responsibilities: Evaluate client documentation prepared by Front Office to identify potential compliance and integrity risks, such as KYC, AML/CFT, sanctions, bribery, corruption, and tax compliance. Serve as the central liaison for Relationship Managers and other internal team members regarding compliance concerns and inquiries. Implement and monitor compliance controls within designated timeframes, ensuring proper documentation and reporting of any issues to senior management and relevant stakeholders. Develop and maintain internal policies, procedures, and guidelines to uphold compliance standards aligned with group-level requirements. Contribute to the design and delivery of compliance training programs aimed at educating employees on regulatory obligations and best practices. Requirements: Degree from a Swiss university in Law, Business Administration, or similar is preferred. Compliance certifications are an advantage. 5 years of experience in compliance preferably within Private Banking. Knowledge of Swiss and/or European regulations. Agile and hands-on individual with the ability to mananage and prioritise tasks. Fluency in English and German.

Negotiable
Zurich
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Financial Crime Manager

Title: Financial Crime Manager Location: Amsterdam The company: At our company, we're passionate about leveraging digital innovation to drive positive change in businesses worldwide. With a focus on cutting-edge technology and optimization strategies, we provide leading digital solutions across Consulting, Design, Cloud, Data, and Engineering. Through our FinLabs, we continuously research and develop solutions for modernization, spanning from Blockchain and Artificial Intelligence to Data Science models and mobile-first applications. With over 20 years of experience, we've been recognized as a top employer operating in 48 offices across 19 countries. The role: As a Financial Crime Manager within our Client Lifecycle Management practice, you'll serve as a trusted advisor to our clients, addressing various areas of Financial Crime. You'll tackle the complex challenges faced by financial institutions and society due to these crimes. Responsibilities: Analyze the impact of regulations on customer onboarding and evaluate onboarding policies. Conduct entity and/or customer risk analysis procedures. Optimize customer data and assess and rationalize customer portfolios. Select and implement KYC Utility suppliers and define Operating Models. Contribute to the development and expansion of the CLM practice by publishing articles, developing propositions, and sharing knowledge. Participate in creating long-term visions and identifying new business opportunities. Guide junior colleagues on projects and in their personal development. Contribute to innovative solutions through Accelerator programs and knowledge sharing. Skills & Qualifications: 5+ years of consultancy experience in Financial Services with a focus on Financial Crime. Ability to translate business, customer, and regulatory requirements into solutions. Passion for consultancy and change management. Experience in project management, remediation projects, and system implementation is advantageous. Knowledge of relevant regulatory frameworks Strong planning, execution, and reporting skills. Excellent oral and written communication skills in Dutch and English.

Negotiable
Amsterdam
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    โ€‹โ€‹With many companies now working from home, has your in-person interview been changed to a video session instead? Read our guide on how to ace your virtual interview.

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