VP Audit, Capital Calculations
Job Title: VP, Technology Audit, Capital Calculations Job Description: As a Technology Audit professional specializing in Capital Calculations, you will lead audits focused on evaluating and ensuring the reliability, accuracy, and efficiency of key system applications and processes. This role involves assessing the quality of data, reviewing data flow and calculation methodologies, and examining general technology controls such as user access, data retention, and software management practices. Key Responsibilities: Audit Planning and Execution: Define the scope and plan of audit projects, focusing on technology-driven processes. Conduct thorough reviews of systems and assess risks associated with financial and regulatory reporting. Risk Assessment: Analyze potential risks in technology applications and evaluate the design and operational effectiveness of implemented controls. Documentation and Reporting: Prepare detailed documentation of audit procedures, findings, and results. Collaborate with local and global leadership to communicate outcomes effectively. Team Oversight: Review the work of audit team members to ensure quality and compliance with standards. Provide guidance and support to team members during engagements. Follow-Up: Monitor the resolution of audit findings, ensuring corrective actions are implemented and risks are mitigated effectively. Qualifications: Basic Requirements: Bachelor's or Master's degree in Information Technology, Computer Science, or a related field A minimum of 10 years of experience in technology auditing, particularly within financial services Proven ability to manage complex audit engagements or technology projects Strong leadership and team management skills Excellent verbal and written communication abilities Expertise in technology audit practices, including knowledge of system architecture, operating systems, databases, and software development life cycles Strong multitasking and time management capabilities Preferred Qualifications: Experience with coding languages such as Java, SQL, Python, or C++ Proficiency with data analytics tools and methodologies Professional certifications such as CISA or similar industry credentials Familiarity with financial products and services
US$160000 - US$180000 per year
Dallas
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AVP/Associate Special Assets Workout
Key Responsibilities: Manage Distressed Loans: Oversee a portfolio of distressed corporate loans (including wholesale and project finance) both domestically and internationally. These may involve complex situations such as syndicated loans, multiple creditors, or various levels of the capital structure. Credit Analysis & Monitoring: Regularly analyze borrower's financial health (including financial statements, cash flow projections, and key performance indicators) to determine the viability of the loan and potential for restructuring. Loan Restructuring: Propose strategies for restructuring distressed loans, including negotiating terms or selling the loans to minimize losses. Develop & Implement Action Plans: Create action plans for each distressed credit, including potential liquidations, loan sales, or continued financing. Reporting & Communication: Prepare detailed reports on loan performance, including forecasts, risk ratings, and proposed solutions. Communicate regularly with senior management about the portfolio's performance and risks. Legal & Negotiations: Work with internal and external legal teams to negotiate loan amendments, waivers, or settlements. Handle negotiations with borrowers and other creditors. Portfolio Management: Ensure proper accruals, reporting, and ongoing monitoring of each loan's performance. Leadership: Mentor and guide junior team members. Provide on-the-job training and supervise their work on assigned accounts. Compliance & Risk Management: Ensure all actions adhere to company policies, regulatory standards, and risk management guidelines. Qualifications: 2-3 years of experience in workout management for complex corporate loans or 3 years in a turnaround consulting firm. Bachelor's degree in Business, Finance, Accounting, or related field; MBA preferred. Skills: Strong understanding of financial analysis, loan documentation, and banking guidelines. Expertise in cash flow modeling, credit analysis, and structuring loan workouts. Ability to negotiate complex loan restructurings and settlements. Strong communication skills, both written and verbal. Proficiency with financial software tools like Excel, Bloomberg, and Moody's. Ability to manage multiple tasks and work independently.
US$115000 - US$150000 per year
New York
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Senior Counterparty Credit Analyst
Responsibilities: Support Credit Risk Team by performing credit risk analysis, research, and reviews of the Bank's counterparties Oversight, governance, and analysis of credit risk within the Mortgage Purchase Program Assist with managing and evaluating Bank policy updates to ensure alignment the Bank's risk appetite Evaluate credit risk of proposed new capital markets and mortgage counterparties Obtain and optimize data from industry sources (S&P Global Market Intelligence, Bloomberg) Requirements: Finance/business/quantitative undergraduate degree 5 years of experience in credit risk analysis within the banking or financial services industry Experience with industry data sources, such as S&P Capital IQ, NRSRO ratings services, and other financial/industry data Experience with Power BI
US$83000 - US$110000 per year
Indianapolis
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Audit Manager - Financial Risk
Audit Manager, Financial Risk Location - NYC, CLT, or Philadelphia Compensation - 100-150k I am currently working with a Global Investment Bank to grow out their Internal Audit team, specifically by adding an Audit Manager within their Financial Risk Management Team. Ideal candidates have 4+ years of experience in Internal Audit, ideally covering a market risk, capital risk, liquidity, treasury or capital markets function. Additionally, the team is ideally looking for someone who has strong regulatory experience and/or experience functioning in an AIC capacity. Responsibilities: Plan and execute a variety of audit engagements of second-line financial risk Act as a SME, interacting and assisting business leaders and stakeholders as needed Guide, coach, and oversee audit staff with the execution of the audit plan Contribute to the planning, development, and continuous improvement of the overall audit strategy Requirements: 4+ years of experience in Internal Audit, ideally covering a financial risk function Ability to work independently Familiarity with relevant regulations/standards Bachelor's degree in Finance, Business, Economics, Accounting or another related field Excellent written and verbal communication skills
US$100000 - US$150000 per year
New York
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Audit Manager I - Market Risk
Audit Manager, Financial Risk Location - NYC, CLT, or Philadelphia Compensation - 100-150k I am currently working with a Global Investment Bank to grow out their Internal Audit team, specifically by adding an Audit Manager within their Financial Risk Management Team. Ideal candidates have 4+ years of experience in Internal Audit, ideally covering a market risk, capital risk, liquidity, treasury or capital markets function. Additionally, the team is ideally looking for someone who has strong regulatory experience and/or experience functioning in an AIC capacity. Responsibilities: Plan and execute a variety of audit engagements of second-line financial risk Act as a SME, interacting and assisting business leaders and stakeholders as needed Guide, coach, and oversee audit staff with the execution of the audit plan Contribute to the planning, development, and continuous improvement of the overall audit strategy Requirements: 4+ years of experience in Internal Audit, ideally covering a financial risk function Ability to work independently Familiarity with relevant regulations/standards Bachelor's degree in Finance, Business, Economics, Accounting or another related field Excellent written and verbal communication skills
US$100000 - US$150000 per year
New York
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Market Risk - EQD Analyst or Associate
About the Organisation Our client is a forward-thinking organisation that values flexibility, collaboration, and a strong sense of community. This role offers a hybrid working model, with a balance of office-based teamwork and remote working flexibility. Department Overview This position sits within a dedicated Trading Risk Management team responsible for overseeing market risk and product control functions. The team supports a wide range of business activities, including financial markets and treasury operations. Acting as a second line of defence, the department partners with front-office teams to analyse trading performance and manage market risks across various financial products. The role specifically focuses on market risk oversight for equity derivatives. Key Responsibilities Monitor and analyse market risk exposure for equity derivatives on both a daily and long-term basis. Assess market developments and their potential impact on trading portfolios. Collaborate closely with front-office teams to understand trading strategies and pricing models. Ensure compliance with trading limits, reviewing transactions that exceed established thresholds. Prepare and deliver detailed profit and loss (P&L) analyses, providing insights to stakeholders. Continuously improve desk processes, seeking efficiency and strengthening risk controls. Participate in global and local initiatives to adapt systems and processes to new regulations. Qualifications: A degree in a quantitative field, such as mathematics, engineering, physics, or econometrics. Proficiency in tools such as Microsoft Excel and related software. 3-5 years of experience in trading, risk management, or product control functions. Familiarity with risk management concepts, such as VaR, Greeks, and regulatory frameworks. Experience with programming languages (e.g., Python, VBA) and database queries (e.g., SQL) is a plus. Strong analytical and problem-solving abilities. Comfortable working with complex data sets and technical processes.
Negotiable
City of London
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IRRBB Partnering and Insight Senior Manager (f/m/d)
If you are a self-motivated strategic thinker with strong analytical skills and experience in IRRBB, we want to hear from you! What you will do: Support the Treasury function in delivering high-quality IRRBB reports to regulators. Partner with business units to manage IRRBB and implement the IRRBB framework and strategy. Provide day-to-day leadership and drive the implementation of the new IRRBB strategy. Collaborate with regional and global Treasury colleagues to define a consistent IRRBB strategy and governance approach. Support the Head of IRRBB in making informed decisions on NII stabilization and core capital sensitivity. Improve the measurement and management of IRRBB risks and propose risk appetite. Qualifications: Degree in a relevant field with substantial experience (ideally 5+ years) in a Treasury environment. Experience with IRRBB systems, data, and modeling infrastructure. Knowledge of banking book products, structural hedging frameworks, and associated metrics (NII, EVE). Understanding of broader treasury operations and banking issues. Strong analytical skills and experience in data analysis for stress testing, forecasting, and reporting. Excellent communication and interpersonal skills, with the ability to engage with senior management. Commitment to diversity and inclusion. Strategic thinker with strong project management skills. Proactive and self-motivated team player.
Verhandelbar
Paris
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Market Risk Capital Vice President (m/f/d)
Our client is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. About the Role: The Risk Control, Stress Testing and Capital function within Firm Risk Management is looking for a Risk Capital Vice President to join the team, based in Frankfurt, Germany. Central role in capital requirements reporting and supporting regulatory developments, capital methodology, assessment, forecasting, and impact analysis. Focus on market and CVA risk across EMEA legal entities under ECB and PRA regimes. Additional responsibilities for the Risk Capital framework in EU-based legal entities. Key Responsibilities: Strategic Stakeholder Engagement: Provide insightful commentary on capital requirements to key internal and external stakeholders. Represent the Risk Capital function in regulatory interactions, preparing materials and participating in meetings. Engage effectively with senior management and risk committees, presenting complex information clearly. Support business initiatives by analysing the regulatory capital impact of large transactions and new products. Understanding and Developing Models and Frameworks: Maintain and develop the framework for own funds requirements calculations and reporting. Own the Risk Capital framework, including process and control framework, procedures, and outsourcing. Contribute to large regulatory projects, including internal model permission applications and CRR3 implementation. Participate in ICAAP and other capital planning exercises. Support compliance self-assessment and development of internal policies. Skills Required: Strong organizational skills, ability to multitask and work under pressure. Confidence to challenge and influence others. Strong communication skills, ability to engage with stakeholders and senior management. Ability to work in a small team and collaborate with a wide network. Fluency in English; German is an advantage.
Verhandelbar
Frankfurt am Main
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