A growing financial institution is seeking a Regulatory Risk Specialist to oversee regulatory exams from start to finish and assist in remediating regulatory findings, such as Matters Requiring Attention (MRAs). This high-visibility role requires working cross-functionally with senior management, segment risk, independent risk management, and audit teams to ensure regulatory compliance. The specialist will collaborate closely with regulators, including the OCC, FRB, CFPB, and FDIC, and is ideal for someone who thrives in a fast-paced environment.
The Regulatory Risk Specialist will be responsible for managing approximately 60 enterprise-wide exams annually, ensuring timely and comprehensive responses to regulatory requests. This advisory role also involves supporting Corporate Risk programs through industry research, preparing reports, and contributing to high-level projects.
Responsibilities:
- Facilitate regulatory exams from initiation to completion, coordinating meetings, and managing follow-up requests
- Escalate potential concerns to management and assist in coordinating resolutions
- Assist in remediating regulatory findings (MRAs) by coordinating with business partners and tracking progress through the Archer GRC tool
- Produce reports for the Board and executive management, and conduct ad hoc research to support Corporate and Reputation Risk programs
- Identify and implement improvements for exam management and MRA remediation processes
Requirements:
- 2-5 years of experience in Risk, Audit, or Project Management, with regulatory exam management experience preferred
- Experience with Archer GRC tool
- Strong time-management skills
- Regulatory exam-management experience highly preferred
